Sec Regulations Jobs In Ny - 32 Job Positions Available

1 – 20 of 32 jobs
Verve jobs

Who We Are Verve has created a more efficient and privacy-focused way to buy and monetize advertising. Verve is an ecosystem of demand and supply technologies fusing data, media, and technology together to deliver results and

Verve  15 days ago
Centri Business Consulting jobs

Centri Business Consulting provides the highest quality advisory consulting services to its clients by being reliable and responsive to their needs. Centri provides companies with the expertise they need to meet their reporting demands. Centri specializes

Centri Business Consulting  27 days ago
Centri Business Consulting jobs

Centri Business Consulting provides the highest quality advisory consulting services to its clients by being reliable and responsive to their needs. Centri provides companies with the expertise they need to meet their reporting demands. Centri specializes

Centri Business Consulting  27 days ago
Centri Business Consulting jobs

Centri Business Consulting provides the highest quality advisory consulting services to its clients by being reliable and responsive to their needs. Centri provides companies with the expertise they need to meet their reporting demands. Centri specializes

Centri Business Consulting  27 days ago
Gympass jobs

Your wellbeing, our mission. Join a company shaping a healthier world. GET TO KNOW US At Wellhub were revolutionizing workplace wellness. Our platform connects employees worldwide to the best partners for fitness, mindfulness, therapy, nutrition, and

Gympass  26 days ago
Raymond James jobs

Job Description SummaryUnder general direction, uses knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to support the design, implementation and supervision of a comprehensive compliance program with focus on

Raymond James  26 days ago
Automatically Get Matched to sec regulations Jobs Let our AI agent search and match you to the best jobs from across the web
Try it now
iCapital jobs

About the Role iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting and the Co-Chief Compliance Officers on

ICapital  24 days ago
Raymond James jobs

Job Description SummaryUnder administrative direction, uses knowledge and skills obtained through experience, specialized training and/or certification in securities industry to conduct onsite* branch examinations of retail brokerage offices throughout the U.S. Exams include reviews of various

Raymond James  24 days ago
Raymond James jobs

Job Description SummaryUnder administrative direction, uses knowledge and skills obtained through experience, specialized training and/or certification in securities industry to conduct onsite* branch examinations of retail brokerage offices throughout the U.S. Exams include reviews of various

Raymond James  24 days ago
Computershare jobs

Location: New York NY (Hybrid – 3 days/week in office) In this position, you’ll be based in the New York office for a minimum of three days a week, with the flexibility to work from home

Computershare  23 days ago
U.S. Bank jobs

At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We

U.S. Bank  18 days ago
Norm Ai jobs

About Norm Ai Norm Ai, the agentic law company, has a client base with a combined $30 trillion in assets under management. Norm Ai pioneered Legal Engineering, the process that empowers lawyers to build and supervise

Norm Ai  17 days ago
Block jobs

It all started with an idea at Block in 2013. Initially built to take the pain out of peer-to-peer payments, Cash App has gone from a simple product with a single purpose to a dynamic ecosystem,

Block  16 days ago
iCapital jobs

The Chief Risk Officer (CRO) is a newly created role, as we establish a formal second line of defense, bringing Regulatory & Compliance, Enterprise Risk & Governance and Safety, Resilience & Incident Management together under one

ICapital  12 days ago
Kroll jobs

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not

Kroll  12 days ago
Kroll jobs

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not

Kroll  12 days ago
Wells Fargo jobs

Help shape the future of Prime Brokerage at one of the worlds leading financial institutions. Wells Fargo is seeking a Senior Lead Compliance Officer (Executive Director) to play a pivotal role in the continued growth and

Wells Fargo  11 days ago
Synchrony jobs

Role Summary/Purpose: This position will support the VP of Internal Audit for Finance, Platforms and Strategy with the planning and execution of risk assessments, audits, and continuous monitoring activities to provide an independent and objective assessment

Synchrony  10 days ago
Ankura Consulting jobs

Ankura is a team of excellence founded on innovation and growth. Practice Overview Ankura Office of the CFO® (Ankura OCFO®) was established to support the strategic vision and evolving challenges and demands of the finance organization.

Ankura Consulting  10 days ago
Crypto.com jobs

Responsibilities Regulatory & Clearing Compliance Enforce regulatory standards set by the CFTC, NFA, and applicable derivatives clearing organizations (DCOs). Compile regulatory risk reporting, support risk attestations, and liaise during regulatory audits. Real-Time Risk & Exposure Monitoring

Crypto.com  9 days ago

Subscribe for job alerts and resources to make your job search easier!

Confirmation email sent to

Check your email and click on the link to start receiving your job alerts

Receive the latest remote job openings for:

sec regulations jobs in ny

You also might be interested in:

Senior Manager

Governance

Financial Reporting

Hybrid

Financial Statements

Regulatory Requirements

GAAP

Microsoft Office

Equities

AI

Confirmation email sent to

Check your email and click on the link to start receiving your job alerts

All Filters Apply
Sort by
Job Title
Employer/Recruiter