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Job Description: Note: Fidelity will not provide immigration sponsorship for this position. The Role The Registered Principal associate (RP) reviews outbound communication and marketing materials to ensure compliance with applicable laws, rules and regulations and Fidelity policies.
Assurance Senior Manager The Assurance Senior Manager is responsible for developing suggestions to improve client internal controls and accounting procedures as well as advising the client on various economic and regulatory risks in a specific industry
Compliance Associate A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for compliance associates to sit within the securities brokerage and investment advisory organizations. This person ensures that all retail