Description Provided first-line support for advisors and business partners regarding compliance, registration, licensing, continuing education, and supervision-related processes within a FINRA-regulated environment. Delivered exceptional customer service while assisting with technology navigation, industry regulations, and licensing requirements.
Position Details Company: LPL Financial Workplace Type: 100% Remote (Must reside 50miles within Tempe) Duration: 12-Month Contract- starting Oct 13th Pay: $21-23/hr Schedule: Monday-Friday, Days Job Description Were looking for a Technology Support Professional who is
Description Job Description Were looking for a Technology Support Professional who is passionate about the financial industry. This position will be responsible for creating an effortless experience through end-to-end client support for a client base that
Wells Fargo is seeking an experienced and highly motivated Reconciliation Utility Oversight Manager to lead a Recon Oversight team of nine headcount within the COO Shared Services Reconciliation Utility. This role is accountable for governance and
Top Skills Details *100% remote but must sit withing 50 miles/1 hour to Tempe office * Must support financial professionals using proprietary and vendor technology platforms Requires ability to troubleshoot applications, browsers, and mobile platforms (iOS/Android)
Our client is seeking experienced Advertising Principals to support the review and approval of advisor marketing and advertising materials in a FINRA-regulated environment. This role will work directly with financial advisors to ensure communications meet regulatory
IBM Consulting in the United States is seeking an Oracle Cloud ERP Financials Lead Consultant to drive delivery on client projects from planning through post-production support. You will collaborate with client teams to design and implement Oracle Cloud