About FINRA FINRA (Financial Industry Regulatory Authority) is a not-for-profit organization dedicated to investor protection and market integrity. We oversee more than 3,400 brokerage firms and approximately 617,000 registered securities representatives. As the largest independent securities
The HR Specialist, People Analytics supports workforce reporting and analytics, with responsibility for assisting in Workday reporting development, data quality, and stakeholder support. This role serves as a key resource for HR and business partners on
The Associate Director / Lead Engineer leads a small team of software engineers responsible for designing and delivering the data pipelines, retrieval systems, and knowledge integrations that power a generative AI platform. This role combines technical
The Senior Analyst in Market Operations section of Transparency Services conducts reviews and analysis for Over-the-Counter equity securities to identify potential violations of applicable federal securities and FINRA rules and regulations, as well as ensuring market
X-energy LLC conducts a thorough recruiting process and will never issue offers without interview to discuss qualifications and responsibilities. All applications will be submitted via our company career page, www.x-energy.com/careers/. We will never ask you to
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Regulatory Operations – Surveillance is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence
The Senior Director of the Testing and Risk Optimization team in Surveillance Optimization and Innovation is a key member of Regulatory Operations’ leadership team and is responsible for overseeing the execution of the strategic direction of
The Senior Security Engineer works under minimal supervision to engineer, administer, and optimize security data pipeline and Zero Trust access platforms. Responsibilities include managing data routing and transformation across cloud and on-prem environments, ensuring pipeline performance
The Lead Product Manager - Surveillance owns the vision and strategy, roadmap, and feature definition for multiple products in the Market Surveillance space. Responsibilities include defining the roadmap as well as planning and managing products and
The Lead IAM Engineer/Architect leads enterprise IAM initiatives from planning through implementation, develops custom Java-based solutions within SailPoint IdentityIQ, and builds cloud access automation using Python/PowerShell. This role manages complex access provisioning and deprovisioning workflows and