The role Gauntlet is hiring its first dedicated Head of Compliance. Compliance responsibilities currently sit across Legal and the wider business. This role brings that work together, identifies the gaps, and establishes a clear, practical program that scales
JOB REQUISITIONLegal Risk & Compliance - Lender Due Diligence - Senior Consultant LOCATIONNEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The Protiviti Career provides opportunity to learn, inspire, and advance within a collaborative and inclusive
About Mesh At Mesh, our mission is to enable consumers to pay and be paid with any asset. Today, trillions of dollars in tokenized assets exist but remain largely unusable for everyday commerce. Mesh is bridging
Job Description SummaryUnder general direction, uses knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to support the design, implementation and supervision of a comprehensive compliance program with focus on Equity Research
About the Role iCapital is seeking a Senior Vice President to join its Regulatory and Compliance team to manage iCapital’s registered 1940 Act product compliance program. This role will work closely with the senior portfolio management, business, Regulatory
Job Description SummaryUnder administrative direction, uses knowledge and skills obtained through experience, specialized training and/or certification in securities industry to conduct onsite* branch examinations of retail brokerage offices throughout the U.S. Exams include reviews of various
Business Risk and Control - Internal Control Testing (ICT) Vice President (VP): Business Risk and Control (BRC) is a 1st line of defense Operational Risk team responsible for identifying, assessing, monitoring, and controlling operational risk for all
About Us At Félix, were building the financial ecosystem for Latin immigrants in the U.S., starting with a revolution in remittances. Our core product is an AI-powered chatbot powered by WhatsApp, allowing our users to send
AustralianSuper is the largest superannuation fund in Australia – in the top 20 largest funds globally and top 50 asset owners globally. With more than US $300 billion in current assets under management, and a world-class
Position Summary The Manager, IT Assurance and Compliance – Quality Systems is responsible for leading and managing the IT Quality Compliance program, ensuring alignment with corporate and site quality and compliance initiatives. This role oversees the establishment, maintenance, and
About Ramp Ramp is building the smart infrastructure for finance teams, embedded in the transaction flow of every dollar a business spends. We automate how over $200B in annualized spend flows in and out of 70,000+
Are you looking to build your career in IT audit and compliance? We are growing and we are hiring, come join us. In this hybrid role, you will support control testing and audit programs while gaining hands-on exposure
About Bluevine Bluevine is the largest small business banking platform in the U.S., redefining how entrepreneurs manage their money. We create modern financial solutions, from checking and lending to payments and beyond, designed to help small
Location: Phoenix,Arizona,United States Location Options: Austin, TX; Denver, CO; Phoenix, AZ; and Salt Lake City, UT (Remote Optional) Electrical Consultants, Inc. (ECI) is a leading power engineering consultant firm that provides engineering, system planning and studies,
WHO ARE WE: Alerus is a commercial wealth bank and national retirement provider with one core purpose: helping clients achieve their financial goals. We are driven by a shared commitment to always do the right thing;
To apply for this position, you must use the following link. https://azcourts.clearcompany.com/careers/jobs/d0692c77-5576-fb7c-0335-989e2010ad1e/apply?source=3796449-CS-6649 Other applications will not be considered. JOB TITLE: Investigator and Compliance Auditor – Specialist V JOB #: 2977 DIVISION: Certification and Licensing HIRING SALARY: $60,621.00
Jane Street Group, LLC has multiple openings for the position of Senior Cybersecurity Governance, Risk & Compliance Specialist in New York, NY. The position duties are as follows: Lead strategic cybersecurity vendor risk management initiatives to enhance
Be part of a team that unleashes the power of leading-edge technologies to help improve the health and well-being of those most vulnerable in our country and communities. Working at Gainwell carries its rewards. You’ll have
Pay Range: $71,160.00 - $94,903.00 The Compliance Specialist III is directly responsible for preparing increasingly complex compliance and government filings within company service standards and following department procedures to ensure accuracy and quality of deliverables. Review increasingly complex
About the Company Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering a wide range of simple, reliable, and secure crypto products and services to individuals and institutions